Top 4- Financial Industry Compliance Services
GLBA Compliance
The problem: Under the Gramm-Leach-Bliley Act, financial institutions are legally bound to protect customers' nonpublic personal information — yet most firms can't say exactly how much they hold or where it's exposed. One lapse triggers regulatory enforcement, penalties, and a loss of customer trust that's far harder to rebuild than any system.
The Knox solution: We map your data, pinpoint where GLBA and the Safeguards Rule apply, and implement the administrative, technical, and physical safeguards that keep you compliant — then document it so you can prove protection to regulators, partners, and customers.
PCI DSS Compliance
The problem: If you store, process, or transmit cardholder data, a single breach can mean steep PCI penalties, forensic costs, chargebacks, and the loss of your ability to process payments at all. The gap is usually invisible — until an attacker finds it first.
The Knox solution: We assess your environment against every PCI DSS requirement, close the gaps, and prepare the validation documentation you need — keeping your payment lifeline open and your customers' card data protected.
SOX Compliance
The problem: For public companies, weak IT controls over financial systems aren't just a security risk — they're a Sarbanes-Oxley violation. The result can be material weaknesses, failed audits, restated earnings, and personal liability that lands on executives.
The Knox solution: The Knox Corps designs, tests, and documents the IT general controls SOX demands — access, change management, and data integrity over your financial systems — so auditors find strength exactly where they expect to find gaps.
SOC 2 Compliance
The problem: Increasingly, clients and partners won't sign until you can prove your controls with a SOC 2 report. Without one, every prospect's security questionnaire becomes a roadblock — and you lose deals to competitors who can show theirs.
The Knox solution: We take you from readiness assessment through audit support, building and documenting the trust-services controls a SOC 2 requires — turning a sales blocker into a competitive advantage that wins business.
